Operational Processes and Application Controls Audit Uncovered

Event dates: 05 Oct 2021, 06 Oct 2021

Overview

Description

Operational Processes and Application Controls audit uncovered

 

Target Audience

• Internal Auditors interested in auditing automated business processes

• IT people who want to get familiar with integrated audit (business and application controls)

 

Course Objectives

Identifying and describing the business process’ scope ready for risk assessment

Mastering the operational audit process

Identifying the types of automation in the business processes

Assessing the application system’s risks impacting business

Assessing application controls in the operational process audit to mitigate the risks

 

This training covers Application controls but not ITGCs covered in the “Perspective of IT risks in Your Business Audits & ITGCs training”.

 

Course Content

• Business processes : an overview

• How to describe the business process ready for auditing

• Automation types : definition and characteristics

• The operational Integrated audit process

The evaluation of the application controls in the business process

Preparation controls

Input controls

Processing controls & Data controls

Output controls

Interfaces to other systems

Risks and controls of application systems of the business process and of data (including ERP)

Buy or build process

Roles and responsibilities

Documentation

Develop or customize (testing, production processes)

Maintenance

User defined application risks and controls (End User Computing)

The automation project in the business process

• Lot of examples with a full integrated audit process

• Case Study

 

Continued Professional Education (CPE) 14

Duration 2 days

 

Prerequisites

None

English (in demand in French or Dutch).

 

Practical Information

This class will be held at the IIA Belgium office.

From 9.00 to 16:30, registration as from 8.30

Operational Processes and Application Controls Audit Uncovered

For all Internal Auditors interested in auditing automated business processes and IT people who want to get familiar with integrated audit (business and application controls).

Sign in to register

Facilitator

About the facilitator

Monique Garsoux

Head of Audit Office Belfius

Monique has years of experience in the fields of audit, governance and risk in the financial and services sector. She is one of the most respected audit and internal control specialists in Belgium. Monique has acquired several professional certifications. They include CGEIT (IT Governance), QAR (Quality Assessment Review), Chartered Director (Belgian Directors Association, today GUBERNA), and COBIT 5 Foundation. She is a member of the Board of Directors of the IIA (Institute of Internal Auditors) and a former member of the Board of Directors of ISACA (IT auditors).